7.4

References

Section of the report No. Document
About the Company
Mission. Strategic Goals and Priorities 1 Strategy for development of Russian electric grid complex (adopted by Government Decree dated as of 03.04.2013 No.511-r)
2 Government directive dated as of 16.04.2015 No.2303-P13 on reduction of per-unit opex
Reliability 3 Government Decree dated as of Jun. 21, 2010 No.468 on construction control during construction, reconstruction and overhaul of capital construction facilities
4 Government Decree dated as of 28.02.2015 No.184
Enhancing Energy Efficiency 5 Federal Law No.261-FZ on energy-saving and enhancement of energy efficiency and introduction of changes in several enactments of the Russian Federation
6 Government Decree dated as of 15.05.2010 No.340 on procedure of setting requirements to energy-saving and enhanced energy efficiency programs of state-regulated companies (version dated as of 16.05.2014)
7 Government Decree dated as of 01.12.2009 No.977 on investment programs of grid companies (revised by Government Decrees dated as of 30.06.2010 No.484, dated as of 29.12.2011 No.1178)
8 Decree of the Perm REC dated as of 27.04.2010 No.5 on requirements to energy-saving and enhanced energy efficiency programs of state-regulated companies
9 Decree of the Sverdlovsk REC dated as of 25.08.2010 No.100-PK on requirements to energy-saving and enhanced energy efficiency programs of state-regulated companies operating in the Sverdlovsk region
10 Decree of the Chelyabinsk ETO dated as of 20.04.2010 No.16/7 on requirements to energy-saving and enhanced energy efficiency programs of companies, regulated by the Chelyabinsk REC
11 Energy-saving and Enhanced Energy Efficiency Program of IDGC of Urals (OAO), adopted by the Board of Directors of IDGC of Urals (OAO) dated as of 09.12.2014 (minutes No.158 dd. 09.12.2014)
Board of Directors’ Progress Report
Innovations 12 Minutes of the Board of Directors meeting No.116 dd. 30.11.2012
IT and Telecommunications 13 Minutes No.108 dd. 18.06.2012, No.159 dd. 26.12.2014
14 Federal law No.115–FZ dd. 25.07.2002 on legal status of resident aliens in Russia
15 Federal law No.212–FZ dd. 24.07.2009 on insurance contributions to the Russian Pension Fund, Social Insurance Fund, Federal Compulsory Medical Insurance Fund
16 Russian Tax Code (art.224 )
17 Unified Quality of Service Standards, adopted by decree of Russian Ministry of Energy dated as of 15.04.2014 No.186 and the Board of Directors of IDGC of Urals (OAO) (minutes No.93 dd. 03.11.2011)
18 Decree of IDGC of Urals (OAO) No.307 dd. 21.08.2014
Tariff policy 19 Federal Law dated as of 26.03.2003 No.35-FZ on the Energy Sector
20 Government Decree dated as of 29.12.2011 No.1178 on regulated pricing in the energy sector
21 Government Decree dated as of 27.12.2004 No.861 on the adoption of the Rules for nondiscriminatory access to energy transmission services and of the Code of these services; of the Rules for nondiscriminatory access to dispatcher services and of the Code of these services; of the Rules for nondiscriminatory access to wholesale administrator services and of the Code of these services; and of the Rules for connection of consumer’s equipment, generating equipment and grid facilities of grid operators and other entities to the networks
22 Decree of the Federal Tariff Service dated as of 28.03.2013 No.313-e on the adoption of the regulations for setting of tariffs/prices and/or ceiling, stipulating processes of registration, review and waiver with regard to statements on setting of tariffs/prices and/or ceiling as well as forms of decisions, taken by the regional executive body, liable for regulation tariffs
23 Decree of the Federal Tariff Service dated as of 30.03.2012 No.228-e on the adoption of the RAB regulation guidelines
24 Decree of the Federal Tariff Service dated as of 17.02.2012 No.98/1-e on the approval of rate of return for invested capital generated after transition to RAB regulation
25 Decree of the Federal Tariff Service dated as of 06.08.2004 No.20-e/2 on the adoption of the Guidelines for calculation of regulated prices for electric or thermal power on the retail market
26 Decree of the Federal Tariff Service dated as of 12.10.2012 No.234-e/2 on the approval (or waiver) of long-term RAB tariffs for grid companies by the Federal Tariff Service
27 Decree of the Federal Tariff Service dated as of 30.05.2012 No.132-e/1 on the approval of long-term tariffs for grid companies operating under RAB by the Federal Tariff Service
28 Decree of the Federal Tariff Service dated as of 21.05.2012 No.115-e/3 on the approval of long-term tariffs for grid companies operating under RAB by the Federal Tariff Service
29 Decree of the Federal Tariff Service dated as of 11.09.2012 No.209-e/1 on the approval of the Guidelines for calculation of connection fees
30 Decree of the Perm REC dated as of 26.06.2012 No.49-e on the revision of long-term regulation parameters for IDGC of Urals (Permenergo branch)
31 Decree of the Chelyabinsk ETO dated as of 12.10.2012 No.35/82 on the setting of uniform (boiler) tariffs for energy transmission services in the Chelyabinsk region
32 Decree of the Chelyabinsk ETO dated as of 01.12.2014 No.51/1 on the revision of Decree of the Chelyabinsk ETO dated as of 12.10.2012 No.35/82
33 Decree of the Sverdlovsk REC dated as of 23.12.2010 No.171-PK on the approval of long-term tariffs for energy transmission services, rendered by Interregional Distributive Grid Company of Urals, calculated under RAB
34 Decree of the Perm REC dated as of 29.12.2014 No.77-e on the setting of uniform (boiler) tariffs for energy transmission services in the Perm region for 2015 (revised by Decrees of the Perm REC dated as of 08.04.2015 No.5-e, dated as of 27.05.2015 No.8-e, dated as of 01.07.2015 No.64-e)
35 Decree of the Chelyabinsk ETO dated as of 18.12.2014 No.58/32 on the setting of uniform (boiler) tariffs for energy transmission services in the Chelyabinsk region (revised by Decrees of the Chelyabinsk ministry of Tariff Regulations and Energy Sector dated as of 29.06.2015 No.28/8, dated as of 22.07.2015 No.33/53)
36 Decree of the Sverdlovsk REC dated as of 24.12.2014 No.255-PK on the setting of uniform (boiler) tariffs for energy transmission services in the Sverdlovsk region (revised by Decrees of the Sverdlovsk REC dated as of 31.03.2015 No.39-PK, dated as of 24.06.2015 No.77-PK)
37 Federal Law dated as of 03.11.2013 No.308-FZ on the revision of the Federal Energy Sector Law and Art.81 of the Federal Joint-Stock Companies’ Law
38 Government Decree dated as of 11.05.2015 No.458 on the approval of revisions of Government Decrees to improve procedure for determination of wholesale purchase amount of power, supplied to residents and similar consumers and of purchase amount of power by a company, liable for united national energy system
Tariff policy 39 Decree of the Perm REC dated as of 19.12.2014 No.100-tp
40 Decree of the Sverdlovsk REC dated as of 24.12.2014 No.231-PK
41 Decree of the Sverdlovsk REC dated as of 24.12.2014 No230-PK
42 Decree of the Chelyabinsk ETO dated as of 30.12.2014 No.63/8
Report on Dividend Distribution and Target Allocation of Profit 43 Regulations on the Dividend Policy (adopted by the Board of Directors dated as of Aug. 31, 2010, minutes No.73)
Corporate Governance
Board of Directors 44 Federal Joint-Stock Companies’ Law
45 Regulations on the Board of Directors Audit Committee at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.166 dated as of 23.04.2015)
46 Regulations on Remunerations and Compensations paid to the Audit Committee at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.62 dd. 30.11.2009, revised on 19.02.2016)
47 Regulations on the Board of Directors Personnel and Remunerations Committee at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.149 dd. 28.07.2014)
48 Regulations on Remunerations and Compensations paid to the Personnel and Remunerations Committee at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.62 dd. 30.11.2009, revised on 19.02.2016)
49 Regulations on the Board of Directors Strategy and Development Committee at IDGC of Urals (OAO)  (adopted by the Board of Directors, minutes No.45 dd. 09.09.2008)
50 Regulations on Remunerations and Compensations paid to the Strategy and Development Committee at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.62 dd. 30.11.2009, revised on 19.02.2016)
51 Regulations on the Board of Directors Reliability Committee at IDGC of Urals (OAO)  (adopted by the Board of Directors, minutes No.176 dd.21.09.2015)
52 Regulations on Remunerations and Compensations paid to the Reliability Committee at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.62 dd. 30.11.2009, revised on 19.02.2016)
53 Rules for Investigation of Incidents in the Power Sector (adopted by Government Decree dated as of 28.10.2009 No.846)
54 Regulations on the Board of Directors Technological Connection Committee at IDGC of Urals (OAO)  (adopted by the Board of Directors, minutes No.50 dd. 13.02.2009)
55 Regulations on Remunerations and Compensations paid to the Technological Connection Committee at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.72 dd. 03.08.2010, revised on 19.02.2016)
Remunerations and Compensations 56 Regulations on Remunerations and Compensations paid to the Board of Directors at IDGC of Urals (OAO) (adopted by the Annual General Meeting of Stockholders, minutes No.6 dd. 14.06.2013)
Board of Internal Auditors 57 Regulations on Remunerations and Compensations paid to the Board of Internal Auditors at IDGC of Urals (OAO) (adopted by the Annual General Meeting of Stockholders
Independent auditor 58 Minutes of the Tender Commission with regard to a right for a contract on compulsory annual audit of Rosseti’s SAC financials for 2015-2017 dated as of 20.04.2015 No.5/552r
59 Contract dated as of 22.09.2015 No.15а092
Subsidiaries, Financial Investments, Property Portfolio. Non-core Asset Sale Program 60 Strategy for Non-core Asset Management of IDGC Holding (OAO) and its SACs, adopted by the Rosseti’s Board of Directors (minutes No.37 dd. 22.06.2010)
61 The list of Company’s non-core assets (adopted by the Board of Directors dated as of 26.08.2013, minutes No.130)
Risk Management
Internal Control System 62 Strategy for ICS Development and Improvement at Rosseti (PAO) and its SACs (adopted by the Rosseti’s Board of Directors dated as of 10.02.2014, minutes No.143)
63 Regulations on the control environment and risks of business processCommercial metering and Energy Sales
64 Regulations on the control environment and risks of business process “Exploitation”
65 Regulations on the control environment and risks of business process “Procurement”
66 Regulations on the control environment and risks of business process “Connection”
67 Regulations for recording inspections of IDGC of Urals (OAO), conducted by watchdogs (Decree dated as of 13.02.2015 No.71)
68 Regulations for processes of generation, approval and oversight of execution of remedial actions, conducted after internal audits and inspections (Decree dated as of 07.07.2015 No.294)
69 Policy of Internal Audit at IDGC of Urals (OAO) (adopted by the Board of Directors dated as of 28.08.2014, minutes No.151)
70 Regulations on Internal Audit And Control Department (adopted on 13.04.2015, approved by the Audit Committee, minutes dated as of 30.10.2014 No.KA-40)
71 Instructions how to prepare and use the united classifier of violations and problems (Decree dated as of 08.07.2015 No.298)
72 Guidelines how to conduct internal audits and typical glossary of internal audit (Decree dated as of 08.02.2016 No.48)
73 Efficiency Evaluation Methodology for ICS and RMS (Decree dated as of 29.01.2016 No.39)
74 Form and structure of a progress report, prepared by IA&C unit (adopted on 30.04.2015, approved by the Audit Committee, minutes dated as of 30.04.2015 No.КА-45)
Risk Management 75 Policy of Risk Management at IDGC of Urals (OAO) (adopted by the Board of Directors, minutes No.151 dd. 28.08.2014)
76 Energy Strategy of Russia for the period till 2030 (adopted by Government Decree dated as of Nov. 13, 2009 No.1715-r)
Anti-corruption 77 Federal Law dated as of 25.12.2008 No.273-FZ on combating corruption
78 Anticorruption policy of Rosseti (OAO) and its SACs (adopted by the Rosseti’s Board of Directors, minutes dated as of 28.11.2014 No.171, and Company’s Board of Directors, minutes dated as of 29.12.2014 No.159)
Stakeholders
Procurements 79 Regulations on Procurement of Goods and Services for Company’s Needs (approved by the Board of Directors, minutes No.145 dted as of 02.06.2014, revised by minutes No.166 dd. 23.04.2015 and No.170 dd. 17.06.2015)